Compliance Officer – Marketing Review | PIMCO

  • Full Time
  • London


London, United Kingdom, About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset classes, strategies and vehicles: fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. PIMCO is one of the largest investment managers, actively managing more than $2.2 trillion in assets for clients around the world. PIMCO has over 3,070 employees in 22 offices globally. PIMCO is recognized as an innovator, industry thought leader and trusted advisor to our clients. PIMCO is one of the world’s premier fixed income investment managers with thousands of professionals around the world united in a single purpose: creating opportunities for our clients in every environment. Since 1971, we have brought innovation and expertise to our partnership with the institutions, financial advisors and millions of individual investors who entrust us with their assets. We aspire to cultivate performance and leadership through empowering our people, diversity of thought, and a commitment to an inclusive culture that engages in our global communities. Position Description: Focus on Client Facing, Marketing and ESG: PIMCO is looking for an experienced and aspirational Compliance Expert who is familiar with EMEA’s regulatory frameworks for Marketing activities. The role focuses on timely advise, review and approval of marketing materials, client presentations and digital marketing publications. Pragmatic advice on regulatory requirements applicable to PIMCO’s EMEA legal entities and its branches, in particular in London, Munich, Milan, Madrid and Zurich, is key. PIMCO’s Client Facing, Marketing and ESG Compliance Program: This includes management of PIMCO EMEA’s Marketing materials requests. This position requires excellent communication skills and the ability to deal effectively in a busy and time sensitive environment. In addition, the role will also involve the provision of compliance advice to the business on Compliance policies and procedures. Contribute to the success of a global team: The candidate will be expected to contribute to the global marketing compliance team with a particular focus on Client Facing, Marketing and ESG as well as to get involved in local, regional and global project work and working groups. Position Requirements: Compliance experience in marketing and distribution compliance: Furthermore, diligent record keeping and comprehensive understanding of the regulatory framework around distribution and marketing at least for the UK and EU. Working knowledge of marketing restrictions in additional EMEA jurisdictions (e.g. Switzerland, Middle East, etc) The candidate should have knowledge asset management products: Knowledge of fixed income strategies and fund structures (UCITS, AIFs) in the context of the regulatory framework applicable to PIMCO EMEA is required. Knowledge of ESG related regulatory developments is a plus. Excellent organization and communication skills: A clear, detailed, logical approach with excellent record keeping and the ability to work with little supervision is essential. Clear, concise communication skills and ability to work in a time sensitive environment are essential. Highest professional standards and client service orientation essential for success in the role: The candidate must be a team player with ability to foster good working relations and support the team’s professional standards and client service orientation. PIMCO is an equal opportunity employer. For more information on PIMCO and Career Opportunities, please visit Benefits: PIMCO is committed to offering a comprehensive portfolio of employee benefits designed to support the health and well-being of you and your family. Benefits vary by location but may include: Medical, dental, and vision coverage Life insurance and travel coverage 401(k) (defined contribution) retirement savings, retirement plan, pension contribution from your first day of employment Work/life programs such as flexible work arrangements, parental leave and support, employee assistance plan, commuter benefits, health club discounts, and educational/CFA certification reimbursement programs Community involvement opportunities with The PIMCO Foundation in each PIMCO office